By acting in a manner consistent with the CFA Institute Code of Ethics and Standards of Professional Conduct Code and Standardsmembers and candidates help build greater levels of trust in the investment profession. This study session provides a framework for ethical conduct in the investment profession.
The principles and guidance presented in the CFA Institute Standards of Practice Handbook Handbook form the basis for the CFA Institute self-regulatory program to maintain the highest professional standards among investment practitioners.
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A clear understanding of the CFA Institute Code and Standards both found in the Handbook should allow practitioners to identify and appropriately resolve ethical conflicts, leading to a reputation for integrity that benefits both the individual and the profession.
The guidance for each standard reviews its purpose and Standaards, presents recommended procedures for complianceand provides examples of the standard in practice. Related Articles.
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